| 1. | In some ways prime brokers may also act against the interests of their own parent banks
某些情况下，机构经纪的运作可能会跟他们所属银行的利益相抵。 |
| 2. | Review by internal auditors from head office parent bank to ensure local management are observing group policy on year 2000 compliance ; and
由总办事处母行的内部核数师进行覆核，确保本地分行管理层 |
| 3. | In this regard , the parent bank or equivalent institution should undertake to provide additional capital and or liquidity support when such a need arises
就此而言，母银行或等同机构应承诺在有需要时，提供额外资本及或流动资金支持。 |
| 4. | To ensure that the head offices and parent banking organisations exercise adequate and effective control over the operations of their cross - border branches and subsidiaries
确保总行或母行对其境外分行和附属机构的经营情况进行充分有效的控制 |
| 5. | Though , for the most part , kids can use the bank entirely on their own , some transactions deposits and loans require parent bank officer approval before they can be completed
尽管对于绝大部分交易，小孩都能完全独立地使用银行，有些交易（存款和贷款）需要家长银行主管人的批准才能完成。 |
| 6. | One reason the approach of both crises was widely missed was that most of the warning signs were not at parent banks but in affiliates , subsidiaries and other murky offshoots
这两次危机在大范围内都被忽视，其中一个原因是大多数警报信号出现在银行的代理分行、支行及远端分支而不是母行。 |
| 7. | In the light of this incident the hkma carried out examinations of several other ais to assess the effectiveness of their controls of similar accounts maintained by the head offices or parent banks
在发生此次事件后，金管局另外对几间认可机构进行审查，评估其监察由总办事处或母行开设的类似帐户的情况。 |
| 8. | The ma would also expect the parent bank or equivalent institution to play an active role in overseeing the business and affairs of the virtual bank through its participation in the board of directors
金融管理专员亦期望，母银行或等同机构会透过参与虚拟银行的董事局，在监察虚拟银行的业务和事务方面扮演积极的角色。 |
| 9. | Building of the banking card system from the concrete procedures , there are two for the reformation of the corporation company . the first is to select the divisional organization with the functions of independent accountability and management , the second is to implement the reformation for the bank card business units along with the reorganization to list or corporate reform of the parent bank
一、银行卡的体制建设：从公司化改造的具体步骤来看，第一步选择可以是采取独立核算和经营的事业部制，第二步，伴随母体银行重组上市或公司化改制，进行银行卡业务单位的公司化改造。 |
| 10. | Stage , suggest to implement reform on personnel employee mechanism ; stage , make the corporate reform scheme of the bank approval by the supervision and management section , while exploring the divisional organization of the parent bank ; stage , complete the registration in administration of commerce and industry after the approval of the scheme
第一阶段建议以推行人事用工制度改革；第二阶段在总行进行事业部制改革探索的经验基础上，在向监管部门报送公司化重组改制方案获得正式批准；第三阶段：在监管部门正式批准公司化重组改制方案、并完成工商管理部门注册登记。 |
